Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, SUI WING CHESTER
Chinese Name of Relevant Individual
練瑞榮
HKMA Registration Number
AH6332
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2022 - 24 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2022 - 24 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2017 - 02 Dec 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, SUI WING CHESTER
:
Chinese Name of Relevant Individual
練瑞榮
:
HKMA Registration Number
AH6332
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6332
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Aug 2022 - 24 May 2023
No
AH6332
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Aug 2022 - 24 May 2023
No
AH6332
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
11 Nov 2017 - 02 Dec 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.