Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
SO, MAN TING MANDY
Chinese Name of Relevant Individual

蘇文婷
HKMA Registration Number
AH6435
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Oct 2018
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT - INSURANCE, COMMERCIAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Oct 2018
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT - INSURANCE, COMMERCIAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SO, MAN TING MANDY
:
Chinese Name of Relevant Individual
蘇文婷
:
HKMA Registration Number
AH6435
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
03 Oct 2018
No
VICE PRESIDENT - INSURANCE, COMMERCIAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
03 Oct 2018
No
VICE PRESIDENT - INSURANCE, COMMERCIAL BANKING