Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, YOU JEN
Chinese Name of Relevant Individual
林宥任
HKMA Registration Number
AH6447
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2019 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2019 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2017 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2017 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, YOU JEN
:
Chinese Name of Relevant Individual
林宥任
:
HKMA Registration Number
AH6447
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6447
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
04 Feb 2019 - 30 Sep 2019
Yes
AH6447
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
04 Feb 2019 - 30 Sep 2019
Yes
AH6447
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
24 Nov 2017 - 03 Feb 2019
No
AH6447
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
24 Nov 2017 - 03 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.