Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, CHIT HANG
Chinese Name of Relevant Individual
莫哲恆
HKMA Registration Number
AH6471
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2023 - 16 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2023 - 16 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2023 - 16 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2023 - 16 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2021 - 18 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2021 - 18 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2020 - 29 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2020 - 29 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2019 - 13 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2019 - 13 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2018 - 07 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2018 - 07 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Oct 2018 - 07 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, CHIT HANG
:
Chinese Name of Relevant Individual
莫哲恆
:
HKMA Registration Number
AH6471
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
27 Feb 2024
No
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
CHONG HING BANK LIMITED
Type 4: advising on securities
27 Feb 2024
No
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6471
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 27 Feb 2024
No
AH6471
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 27 Feb 2024
No
AH6471
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Feb 2023 - 16 Dec 2023
No
AH6471
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Feb 2023 - 16 Dec 2023
No
AH6471
CITIBANK, N.A.
Type 1: dealing in securities
23 Feb 2023 - 16 Dec 2023
No
AH6471
CITIBANK, N.A.
Type 4: advising on securities
23 Feb 2023 - 16 Dec 2023
No
AH6471
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Nov 2021 - 18 Dec 2022
No
AH6471
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Nov 2021 - 18 Dec 2022
No
AH6471
DAH SING BANK, LIMITED
Type 1: dealing in securities
31 Jan 2020 - 29 Aug 2021
No
AH6471
DAH SING BANK, LIMITED
Type 4: advising on securities
31 Jan 2020 - 29 Aug 2021
No
AH6471
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Jul 2019 - 13 Jan 2020
No
AH6471
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Jul 2019 - 13 Jan 2020
No
AH6471
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Oct 2018 - 07 Apr 2019
No
AH6471
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Oct 2018 - 07 Apr 2019
No
AH6471
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Oct 2018 - 07 Apr 2019
No
AH6471
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Nov 2017 - 12 Jun 2018
No
AH6471
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Nov 2017 - 12 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.