Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, YIK CHI YAFFA
Chinese Name of Relevant Individual
譚亦芝
HKMA Registration Number
AH6473
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2020 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2020 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2017 - 21 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2017 - 21 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, YIK CHI YAFFA
:
Chinese Name of Relevant Individual
譚亦芝
:
HKMA Registration Number
AH6473
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6473
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Aug 2020 - 31 Mar 2022
No
AH6473
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Aug 2020 - 31 Mar 2022
No
AH6473
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Nov 2017 - 21 Dec 2017
No
AH6473
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Nov 2017 - 21 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.