Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ARONNA, JUAN MANUEL
Chinese Name of Relevant Individual
HKMA Registration Number
AH6486
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Sep 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENT SOLUTIONS & PRODUCTS ASIA
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Sep 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENT SOLUTIONS & PRODUCTS ASIA
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 9: asset management
First date of engagement
24 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENT SOLUTIONS & PRODUCTS ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ROYAL BANK OF CANADA
SFC CE number
AAE727
Business Address
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
ROYAL BANK OF CANADA
Effective Date
11 Sep 2024
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Sep 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Sep 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 9: asset management
Effective Period
Since 11 Sep 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 9: asset management
Effective Period
24 Jun 2021 - 10 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2019 - 10 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2019 - 10 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 9: asset management
Effective Period
24 Dec 2020 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2019 - 16 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2019 - 16 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2019 - 05 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2019 - 05 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2019 - 11 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2019 - 11 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 25
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ARONNA, JUAN MANUEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH6486
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
02 Sep 2019
Yes
HEAD OF INVESTMENT SOLUTIONS & PRODUCTS ASIA
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Sep 2019
Yes
HEAD OF INVESTMENT SOLUTIONS & PRODUCTS ASIA
ROYAL BANK OF CANADA
Type 9: asset management
24 Dec 2020
Yes
HEAD OF INVESTMENT SOLUTIONS & PRODUCTS ASIA
Name of Registered Institution
SFC CE number
Business Address
ROYAL BANK OF CANADA
AAE727
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Registered Institution
Effective Date
Description
ROYAL BANK OF CANADA
1
11 Sep 2024
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6486
ROYAL BANK OF CANADA
Type 1: dealing in securities
Since 11 Sep 2024
Yes
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
Since 11 Sep 2024
Yes
AH6486
ROYAL BANK OF CANADA
Type 9: asset management
Since 11 Sep 2024
Yes
AH6486
ROYAL BANK OF CANADA
Type 9: asset management
24 Jun 2021 - 10 Sep 2024
No
AH6486
ROYAL BANK OF CANADA
Type 1: dealing in securities
02 Sep 2019 - 10 Sep 2024
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Sep 2019 - 10 Sep 2024
No
AH6486
ROYAL BANK OF CANADA
Type 9: asset management
24 Dec 2020 - 23 Jun 2021
Yes
AH6486
ROYAL BANK OF CANADA
Type 1: dealing in securities
12 Aug 2019 - 16 Aug 2019
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
12 Aug 2019 - 16 Aug 2019
No
AH6486
ROYAL BANK OF CANADA
Type 1: dealing in securities
02 Jul 2019 - 05 Jul 2019
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Jul 2019 - 05 Jul 2019
No
AH6486
ROYAL BANK OF CANADA
Type 1: dealing in securities
10 Jun 2019 - 11 Jun 2019
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
10 Jun 2019 - 11 Jun 2019
No
AH6486
ROYAL BANK OF CANADA
Type 1: dealing in securities
06 May 2019 - 10 May 2019
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
06 May 2019 - 10 May 2019
No
AH6486
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 Apr 2019 - 27 Apr 2019
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
25 Apr 2019 - 27 Apr 2019
No
AH6486
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 Feb 2019 - 02 Mar 2019
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
25 Feb 2019 - 02 Mar 2019
No
AH6486
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Jan 2019 - 25 Jan 2019
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
21 Jan 2019 - 25 Jan 2019
No
AH6486
ROYAL BANK OF CANADA
Type 1: dealing in securities
26 Nov 2018
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
26 Nov 2018
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
07 Jun 2018 - 08 Jun 2018
No
AH6486
ROYAL BANK OF CANADA
Type 4: advising on securities
29 Nov 2017 - 01 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.