Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SUN, JIE
Chinese Name of Relevant Individual

孫杰
HKMA Registration Number
AH6489
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF STRUCTURED CREDIT & PORTFOLIO RISK MANAGEMENT
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
28 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF STRUCTURED CREDIT & PORTFOLIO RISK MANAGEMENT
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF STRUCTURED CREDIT & PORTFOLIO RISK MANAGEMENT
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
28 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF STRUCTURED CREDIT & PORTFOLIO RISK MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SUN, JIE
:
Chinese Name of Relevant Individual
孫杰
:
HKMA Registration Number
AH6489
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
30 Nov 2017
Yes
HEAD OF STRUCTURED CREDIT & PORTFOLIO RISK MANAGEMENT
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 2: dealing in futures contracts
28 Dec 2021
Yes
HEAD OF STRUCTURED CREDIT & PORTFOLIO RISK MANAGEMENT
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
30 Nov 2017
Yes
HEAD OF STRUCTURED CREDIT & PORTFOLIO RISK MANAGEMENT
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 5: advising on futures contracts
28 Dec 2021
Yes
HEAD OF STRUCTURED CREDIT & PORTFOLIO RISK MANAGEMENT