Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, MENGHAN
Chinese Name of Relevant Individual
徐梦菡
HKMA Registration Number
AH6509
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2019 - 05 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2017 - 09 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2017 - 09 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, MENGHAN
:
Chinese Name of Relevant Individual
徐梦菡
:
HKMA Registration Number
AH6509
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6509
SOCIETE GENERALE
Type 1: dealing in securities
05 Dec 2019 - 05 Jun 2020
No
AH6509
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
01 Dec 2017 - 09 Jul 2019
No
AH6509
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
01 Dec 2017 - 09 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.