Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, ZHI QIANG
Chinese Name of Relevant Individual
陈志强
HKMA Registration Number
AH6524
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2017 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2017 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 9: asset management
Effective Period
04 Dec 2017 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, ZHI QIANG
:
Chinese Name of Relevant Individual
陈志强
:
HKMA Registration Number
AH6524
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6524
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
04 Dec 2017 - 22 May 2018
No
AH6524
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
04 Dec 2017 - 22 May 2018
No
AH6524
CA INDOSUEZ (SWITZERLAND) SA
Type 9: asset management
04 Dec 2017 - 22 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.