Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
THACKER, NEEPESH HARISH
Chinese Name of Relevant Individual
HKMA Registration Number
AH6540
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2019 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2019 - 17 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2019 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2018 - 13 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2018 - 14 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2018 - 18 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2017 - 09 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
THACKER, NEEPESH HARISH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH6540
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Jul 2019 - 26 Jul 2019
No
AH6540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 May 2019 - 17 May 2019
No
AH6540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Jan 2019 - 18 Jan 2019
No
AH6540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jul 2018 - 13 Jul 2018
No
AH6540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jun 2018 - 14 Jun 2018
No
AH6540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Mar 2018 - 18 Mar 2018
No
AH6540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Dec 2017 - 09 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.