Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, YUK YING
Chinese Name of Relevant Individual
鄧玉瑩
HKMA Registration Number
AH6598
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2024 - 13 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2024 - 13 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2022 - 19 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2022 - 19 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2017 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2017 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, YUK YING
:
Chinese Name of Relevant Individual
鄧玉瑩
:
HKMA Registration Number
AH6598
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6598
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
25 Apr 2024 - 13 Feb 2026
No
AH6598
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
25 Apr 2024 - 13 Feb 2026
No
AH6598
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 May 2022 - 19 Mar 2024
No
AH6598
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 May 2022 - 19 Mar 2024
No
AH6598
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Dec 2017 - 31 Mar 2021
No
AH6598
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Dec 2017 - 31 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.