Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JIANG, BOWEN
Chinese Name of Relevant Individual
姜博文
HKMA Registration Number
AH6603
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
27 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 27 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2018 - 24 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
17 Nov 2018 - 24 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2018 - 24 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2017 - 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2017 - 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JIANG, BOWEN
:
Chinese Name of Relevant Individual
姜博文
:
HKMA Registration Number
AH6603
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Jan 2025
No
INVESTMENT SERVICES
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Jan 2025
No
INVESTMENT SERVICES
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Jan 2025
No
INVESTMENT SERVICES
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6603
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 27 Jan 2025
No
AH6603
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 27 Jan 2025
No
AH6603
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 27 Jan 2025
No
AH6603
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Nov 2018 - 24 Mar 2022
No
AH6603
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
17 Nov 2018 - 24 Mar 2022
No
AH6603
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
17 Nov 2018 - 24 Mar 2022
No
AH6603
WING LUNG BANK, LIMITED
Type 1: dealing in securities
16 Dec 2017 - 14 Sep 2018
No
AH6603
WING LUNG BANK, LIMITED
Type 4: advising on securities
16 Dec 2017 - 14 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.