Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SRISUMA, SORAPONG
Chinese Name of Relevant Individual
HKMA Registration Number
AH6686
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2026 - 17 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
11 Jun 2026 - 17 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2026 - 17 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
11 Jun 2026 - 17 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
23 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
23 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2026 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Mar 2026 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2026 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
30 Mar 2026 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Nov 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 64
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SRISUMA, SORAPONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH6686
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jun 2026 - 17 Jun 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
11 Jun 2026 - 17 Jun 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jun 2026 - 17 Jun 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
11 Jun 2026 - 17 Jun 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 May 2026 - 29 May 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
23 May 2026 - 29 May 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 May 2026 - 29 May 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
23 May 2026 - 29 May 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Mar 2026 - 03 Apr 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
30 Mar 2026 - 03 Apr 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Mar 2026 - 03 Apr 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
30 Mar 2026 - 03 Apr 2026
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Nov 2025 - 05 Dec 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
30 Nov 2025 - 05 Dec 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Nov 2025 - 05 Dec 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
30 Nov 2025 - 05 Dec 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Sep 2025 - 19 Sep 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
15 Sep 2025 - 19 Sep 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Sep 2025 - 19 Sep 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
15 Sep 2025 - 19 Sep 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jun 2025 - 13 Jun 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
04 Jun 2025 - 13 Jun 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jun 2025 - 13 Jun 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
04 Jun 2025 - 13 Jun 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Feb 2025 - 21 Feb 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
17 Feb 2025 - 21 Feb 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Feb 2025 - 21 Feb 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
17 Feb 2025 - 21 Feb 2025
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Sep 2024 - 27 Sep 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
23 Sep 2024 - 27 Sep 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Sep 2024 - 27 Sep 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
23 Sep 2024 - 27 Sep 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jun 2024 - 08 Jun 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
03 Jun 2024 - 08 Jun 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Jun 2024 - 08 Jun 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
03 Jun 2024 - 08 Jun 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Feb 2024 - 23 Feb 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
19 Feb 2024 - 23 Feb 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Feb 2024 - 23 Feb 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
19 Feb 2024 - 23 Feb 2024
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Oct 2023 - 03 Nov 2023
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
30 Oct 2023 - 03 Nov 2023
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Oct 2023 - 03 Nov 2023
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
30 Oct 2023 - 03 Nov 2023
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jul 2023 - 15 Jul 2023
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
10 Jul 2023 - 15 Jul 2023
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jul 2023 - 15 Jul 2023
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
10 Jul 2023 - 15 Jul 2023
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Feb 2023 - 24 Feb 2023
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Feb 2023 - 24 Feb 2023
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Oct 2022 - 15 Oct 2022
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Oct 2022 - 15 Oct 2022
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Dec 2019 - 05 Dec 2019
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Dec 2019 - 05 Dec 2019
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jun 2019 - 14 Jun 2019
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jun 2019 - 14 Jun 2019
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Mar 2019 - 15 Mar 2019
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Mar 2019 - 15 Mar 2019
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2019 - 15 Jan 2019
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2019 - 15 Jan 2019
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Nov 2018 - 30 Nov 2018
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Nov 2018 - 30 Nov 2018
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2018 - 26 Sep 2018
No
AH6686
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2018 - 26 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.