Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, WAI KIT
Chinese Name of Relevant Individual
温偉傑
HKMA Registration Number
AH6705
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DIVISION HEAD
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DIVISION HEAD
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2022 - 01 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2022 - 01 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2018 - 19 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2018 - 19 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, WAI KIT
:
Chinese Name of Relevant Individual
温偉傑
:
HKMA Registration Number
AH6705
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
20 Nov 2025
No
DIVISION HEAD
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
20 Nov 2025
No
DIVISION HEAD
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6705
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 20 Nov 2025
No
AH6705
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 20 Nov 2025
No
AH6705
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
25 May 2022 - 01 May 2024
No
AH6705
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
25 May 2022 - 01 May 2024
No
AH6705
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
06 Jan 2018 - 19 Jun 2020
No
AH6705
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
06 Jan 2018 - 19 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
