Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, SUI MEI
Chinese Name of Relevant Individual
譚瑞媚
HKMA Registration Number
AH6712
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2023 - 04 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2023 - 04 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2021 - 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2021 - 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2021 - 27 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2021 - 27 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2018 - 19 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2018 - 18 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2018 - 18 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, SUI MEI
:
Chinese Name of Relevant Individual
譚瑞媚
:
HKMA Registration Number
AH6712
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6712
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Oct 2023 - 04 Sep 2024
No
AH6712
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Oct 2023 - 04 Sep 2024
No
AH6712
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 May 2021 - 01 Sep 2023
No
AH6712
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 May 2021 - 01 Sep 2023
No
AH6712
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Mar 2021 - 27 Apr 2021
No
AH6712
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Mar 2021 - 27 Apr 2021
No
AH6712
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
11 Sep 2018 - 19 Feb 2021
No
AH6712
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2018 - 18 Aug 2018
No
AH6712
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2018 - 18 Aug 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.