Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, SIU YIN
Chinese Name of Relevant Individual

陳小燕
HKMA Registration Number
AH6728
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jun 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS & SERVICES MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jun 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS & SERVICES MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, SIU YIN
:
Chinese Name of Relevant Individual
陳小燕
:
HKMA Registration Number
AH6728
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Jun 2019
No
BRANCH OPERATIONS & SERVICES MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Jun 2019
No
BRANCH OPERATIONS & SERVICES MANAGER