Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, MAN HIM
Chinese Name of Relevant Individual
楊文謙
HKMA Registration Number
AH6741
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2022 - 25 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 May 2022 - 25 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Dec 2018 - 08 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Dec 2018 - 08 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2018 - 17 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2018 - 17 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, MAN HIM
:
Chinese Name of Relevant Individual
楊文謙
:
HKMA Registration Number
AH6741
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6741
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 May 2022 - 25 Jan 2026
No
AH6741
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 May 2022 - 25 Jan 2026
No
AH6741
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Dec 2018 - 08 Mar 2022
No
AH6741
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Dec 2018 - 08 Mar 2022
No
AH6741
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jan 2018 - 17 Oct 2018
No
AH6741
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Jan 2018 - 17 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.