Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XIE, YUTING
Chinese Name of Relevant Individual
謝宇挺
HKMA Registration Number
AH6769
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2023 - 04 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2023 - 04 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2018 - 16 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2018 - 16 May 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XIE, YUTING
:
Chinese Name of Relevant Individual
謝宇挺
:
HKMA Registration Number
AH6769
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6769
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
29 Apr 2023 - 04 Dec 2024
No
AH6769
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
29 Apr 2023 - 04 Dec 2024
No
AH6769
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
13 Jan 2018 - 16 May 2021
No
AH6769
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
13 Jan 2018 - 16 May 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.