Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, YEN NIE
Chinese Name of Relevant Individual
HKMA Registration Number
AH6780
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2025 - 09 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2025 - 09 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2025 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2024 - 13 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2024 - 05 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2018 - 21 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, YEN NIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH6780
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6780
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jul 2025 - 09 Jul 2025
No
AH6780
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Mar 2025 - 09 Mar 2025
No
AH6780
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jan 2025 - 10 Jan 2025
No
AH6780
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
12 Dec 2024 - 13 Dec 2024
No
AH6780
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
04 Jul 2024 - 05 Jul 2024
No
AH6780
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
15 Jan 2018 - 21 Jan 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.