Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KEUNG, MAN TIK
Chinese Name of Relevant Individual
姜文廸
HKMA Registration Number
AH6844
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF INVESTMENT PRODUCT TEAM
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF INVESTMENT PRODUCT TEAM
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK J. SAFRA SARASIN AG
SFC CE number
AHX499
Business Address
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2020 - 23 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2020 - 23 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2018 - 03 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2018 - 03 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KEUNG, MAN TIK
:
Chinese Name of Relevant Individual
姜文廸
:
HKMA Registration Number
AH6844
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
06 Jul 2022
No
STAFF OF INVESTMENT PRODUCT TEAM
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
06 Jul 2022
No
STAFF OF INVESTMENT PRODUCT TEAM
Name of Registered Institution
SFC CE number
Business Address
BANK J. SAFRA SARASIN AG
AHX499
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6844
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
Since 06 Jul 2022
No
AH6844
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
Since 06 Jul 2022
No
AH6844
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
16 Jan 2020 - 23 Jun 2022
No
AH6844
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
16 Jan 2020 - 23 Jun 2022
No
AH6844
UBS AG
Type 1: dealing in securities
20 Jan 2018 - 03 Jan 2020
No
AH6844
UBS AG
Type 4: advising on securities
20 Jan 2018 - 03 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
