Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, TUNG YI
Chinese Name of Relevant Individual
羅東怡
HKMA Registration Number
AH6864
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2021 - 01 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2021 - 01 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2018 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2018 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jun 2018 - 24 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 24 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2018 - 24 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, TUNG YI
:
Chinese Name of Relevant Individual
羅東怡
:
HKMA Registration Number
AH6864
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6864
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Sep 2021 - 01 Sep 2022
No
AH6864
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Sep 2021 - 01 Sep 2022
No
AH6864
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Dec 2018 - 04 Apr 2019
No
AH6864
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
20 Dec 2018 - 04 Apr 2019
No
AH6864
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Jun 2018 - 24 Oct 2018
No
AH6864
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Jan 2018 - 24 Oct 2018
No
AH6864
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Jan 2018 - 24 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.