Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KAM FAI
Chinese Name of Relevant Individual
林錦暉
HKMA Registration Number
AH6889
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER CARE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MOX BANK LIMITED
SFC CE number
BNO808
Business Address
39/F, OXFORD HOUSE, TAIKOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2025 - 11 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2021 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Dec 2021 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2021 - 25 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2021 - 25 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2018 - 09 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2018 - 09 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KAM FAI
:
Chinese Name of Relevant Individual
林錦暉
:
HKMA Registration Number
AH6889
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MOX BANK LIMITED
Type 1: dealing in securities
09 Jul 2024
No
CUSTOMER CARE
Name of Registered Institution
SFC CE number
Business Address
MOX BANK LIMITED
BNO808
39/F, OXFORD HOUSE, TAIKOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6889
MOX BANK LIMITED
Type 1: dealing in securities
Since 09 Jul 2024
No
AH6889
MOX BANK LIMITED
Type 4: advising on securities
11 Jun 2025 - 11 Jan 2026
No
AH6889
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Dec 2021 - 10 May 2022
No
AH6889
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Dec 2021 - 10 May 2022
No
AH6889
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
20 Jul 2021 - 25 Oct 2021
No
AH6889
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
20 Jul 2021 - 25 Oct 2021
No
AH6889
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
23 Jan 2018 - 09 Jun 2019
No
AH6889
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
23 Jan 2018 - 09 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.