Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KUBOYAMA, AKIO
Chinese Name of Relevant Individual
久保山明雄
HKMA Registration Number
AH6910
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2018 - 25 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2018 - 25 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2018 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2018 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KUBOYAMA, AKIO
:
Chinese Name of Relevant Individual
久保山明雄
:
HKMA Registration Number
AH6910
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6910
EFG BANK AG
Type 1: dealing in securities
21 Dec 2018 - 25 Feb 2019
No
AH6910
EFG BANK AG
Type 4: advising on securities
21 Dec 2018 - 25 Feb 2019
No
AH6910
BNP PARIBAS
Type 1: dealing in securities
25 Jan 2018 - 31 Aug 2018
No
AH6910
BNP PARIBAS
Type 4: advising on securities
25 Jan 2018 - 31 Aug 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.