Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KA KIN
Chinese Name of Relevant Individual
黎家健
HKMA Registration Number
AH6915
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2018 - 01 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2018 - 01 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2018 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2018 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KA KIN
:
Chinese Name of Relevant Individual
黎家健
:
HKMA Registration Number
AH6915
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6915
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
11 Aug 2018 - 01 Aug 2022
No
AH6915
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
11 Aug 2018 - 01 Aug 2022
No
AH6915
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Jan 2018 - 24 May 2018
No
AH6915
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Jan 2018 - 24 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.