Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZE, CHU YUI
Chinese Name of Relevant Individual
斯朱蕊
HKMA Registration Number
AH6930
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2025 - 15 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2025 - 15 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Feb 2025 - 15 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jan 2024 - 24 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jan 2024 - 24 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 02 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 02 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2018 - 02 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2018 - 02 Dec 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZE, CHU YUI
:
Chinese Name of Relevant Individual
斯朱蕊
:
HKMA Registration Number
AH6930
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6930
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Feb 2025 - 15 Jul 2025
No
AH6930
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Feb 2025 - 15 Jul 2025
No
AH6930
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Feb 2025 - 15 Jul 2025
No
AH6930
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
26 Jan 2024 - 24 Dec 2024
No
AH6930
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
26 Jan 2024 - 24 Dec 2024
No
AH6930
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 02 Dec 2023
No
AH6930
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 02 Dec 2023
No
AH6930
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jan 2018 - 02 Dec 2023
No
AH6930
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jan 2018 - 02 Dec 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.