Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, HUIMAN
Chinese Name of Relevant Individual
林惠滿
HKMA Registration Number
AH6933
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2020 - 08 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2020 - 08 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2018 - 29 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2018 - 29 May 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, HUIMAN
:
Chinese Name of Relevant Individual
林惠滿
:
HKMA Registration Number
AH6933
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6933
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
23 Jun 2020 - 08 Nov 2022
No
AH6933
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
23 Jun 2020 - 08 Nov 2022
No
AH6933
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jan 2018 - 29 May 2020
No
AH6933
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Jan 2018 - 29 May 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.