Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAI, CHI CHUNG
Chinese Name of Relevant Individual
戴智聰
HKMA Registration Number
AH6968
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2019 - 16 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2019 - 16 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2018 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAI, CHI CHUNG
:
Chinese Name of Relevant Individual
戴智聰
:
HKMA Registration Number
AH6968
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6968
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
03 Apr 2019 - 16 Jul 2020
No
AH6968
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
03 Apr 2019 - 16 Jul 2020
No
AH6968
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
31 Jan 2018 - 18 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.