Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, WING YIN
Chinese Name of Relevant Individual
林穎然
HKMA Registration Number
AH6970
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2023 - 09 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2023 - 09 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2022 - 01 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2022 - 01 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2022 - 01 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2022 - 01 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2021 - 29 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2021 - 29 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2018 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
31 Jan 2018 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, WING YIN
:
Chinese Name of Relevant Individual
林穎然
:
HKMA Registration Number
AH6970
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6970
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Aug 2023 - 09 Jan 2025
No
AH6970
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Aug 2023 - 09 Jan 2025
No
AH6970
CITIBANK, N.A.
Type 1: dealing in securities
08 Jul 2022 - 01 Mar 2023
No
AH6970
CITIBANK, N.A.
Type 4: advising on securities
08 Jul 2022 - 01 Mar 2023
No
AH6970
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
08 Jul 2022 - 01 Mar 2023
No
AH6970
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
08 Jul 2022 - 01 Mar 2023
No
AH6970
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
06 Mar 2021 - 29 Jun 2022
No
AH6970
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
06 Mar 2021 - 29 Jun 2022
No
AH6970
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
31 Jan 2018 - 28 Feb 2021
No
AH6970
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
31 Jan 2018 - 28 Feb 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.