Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, KAR MING JANET
Chinese Name of Relevant Individual

劉家明
HKMA Registration Number
AH6994
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Feb 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
TEAM LEADER
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Feb 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
TEAM LEADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, KAR MING JANET
:
Chinese Name of Relevant Individual
劉家明
:
HKMA Registration Number
AH6994
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
01 Feb 2018
Yes
TEAM LEADER
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
01 Feb 2018
Yes
TEAM LEADER