Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, MOON SUNG
Chinese Name of Relevant Individual
張文誠
HKMA Registration Number
AH6995
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2023 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2023 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2018 - 08 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2018 - 08 Aug 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, MOON SUNG
:
Chinese Name of Relevant Individual
張文誠
:
HKMA Registration Number
AH6995
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6995
EFG BANK AG
Type 1: dealing in securities
21 Jan 2023 - 01 Apr 2024
No
AH6995
EFG BANK AG
Type 4: advising on securities
21 Jan 2023 - 01 Apr 2024
No
AH6995
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
01 Feb 2018 - 08 Aug 2019
No
AH6995
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
01 Feb 2018 - 08 Aug 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.