Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GLENNIE, SIMON ALEXANDER
Chinese Name of Relevant Individual
HKMA Registration Number
AH7058
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2018 - 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2018 - 11 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2018 - 08 Feb 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GLENNIE, SIMON ALEXANDER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH7058
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7058
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Nov 2018 - 23 Nov 2018
No
AH7058
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Sep 2018 - 14 Sep 2018
No
AH7058
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Apr 2018 - 11 Apr 2018
No
AH7058
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Feb 2018 - 08 Feb 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.