Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
-, AHMAD FAIRUZ BIN MOHAMAD SHARIFF
Chinese Name of Relevant Individual
HKMA Registration Number
AH7061
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2025 - 16 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2025 - 30 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2025 - 19 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2023 - 23 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2023 - 23 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2018 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2018 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
-, AHMAD FAIRUZ BIN MOHAMAD SHARIFF
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH7061
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7061
CIMB BANK BERHAD
Type 1: dealing in securities
12 Jul 2025 - 16 Jul 2025
No
AH7061
CIMB BANK BERHAD
Type 1: dealing in securities
23 Mar 2025 - 30 Mar 2025
No
AH7061
CIMB BANK BERHAD
Type 1: dealing in securities
15 Jan 2025 - 19 Jan 2025
No
AH7061
CIMB BANK BERHAD
Type 1: dealing in securities
16 Feb 2023 - 23 Feb 2023
No
AH7061
CIMB BANK BERHAD
Type 4: advising on securities
16 Feb 2023 - 23 Feb 2023
No
AH7061
CIMB BANK BERHAD
Type 1: dealing in securities
07 Feb 2018 - 09 Feb 2018
No
AH7061
CIMB BANK BERHAD
Type 4: advising on securities
07 Feb 2018 - 09 Feb 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.