Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, SHUK YU ZOE
Chinese Name of Relevant Individual

劉淑瑜
HKMA Registration Number
AH7067
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Feb 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Feb 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, SHUK YU ZOE
:
Chinese Name of Relevant Individual
劉淑瑜
:
HKMA Registration Number
AH7067
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
04 Apr 2021
No
SALES AND MARKETING
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
04 Apr 2021
No
SALES AND MARKETING
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
08 Feb 2018
No
SALES AND MARKETING
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
08 Feb 2018
No
SALES AND MARKETING