Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHO, KELVIN
Chinese Name of Relevant Individual
曹浩榮
HKMA Registration Number
AH7075
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2022 - 20 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2022 - 20 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2018 - 05 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2018 - 05 Dec 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHO, KELVIN
:
Chinese Name of Relevant Individual
曹浩榮
:
HKMA Registration Number
AH7075
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7075
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Feb 2022 - 20 May 2023
No
AH7075
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
16 Feb 2022 - 20 May 2023
No
AH7075
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Feb 2018 - 05 Dec 2021
No
AH7075
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Feb 2018 - 05 Dec 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
