Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIM, KIT
Chinese Name of Relevant Individual
嚴傑
HKMA Registration Number
AH7081
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2023 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2023 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2023 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2023 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2018 - 05 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2018 - 05 Aug 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIM, KIT
:
Chinese Name of Relevant Individual
嚴傑
:
HKMA Registration Number
AH7081
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7081
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Aug 2023 - 30 Jun 2024
No
AH7081
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Aug 2023 - 30 Jun 2024
No
AH7081
CITIBANK, N.A.
Type 1: dealing in securities
24 Aug 2023 - 30 Jun 2024
No
AH7081
CITIBANK, N.A.
Type 4: advising on securities
24 Aug 2023 - 30 Jun 2024
No
AH7081
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
09 Feb 2018 - 05 Aug 2023
No
AH7081
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
09 Feb 2018 - 05 Aug 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.