Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, CHI TAT HENRY
Chinese Name of Relevant Individual
胡志達
HKMA Registration Number
AH7120
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2018 - 18 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2018 - 18 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2018 - 16 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2018 - 16 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2018 - 09 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2018 - 09 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, CHI TAT HENRY
:
Chinese Name of Relevant Individual
胡志達
:
HKMA Registration Number
AH7120
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7120
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Oct 2018 - 18 Jul 2022
No
AH7120
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Oct 2018 - 18 Jul 2022
No
AH7120
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 May 2018 - 16 Sep 2018
No
AH7120
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 May 2018 - 16 Sep 2018
No
AH7120
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Feb 2018 - 09 Mar 2018
No
AH7120
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Feb 2018 - 09 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.