Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, YIFANG
Chinese Name of Relevant Individual
王义芳
HKMA Registration Number
AH7168
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2018 - 13 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2018 - 13 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2018 - 22 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2018 - 22 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, YIFANG
:
Chinese Name of Relevant Individual
王义芳
:
HKMA Registration Number
AH7168
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7168
UBS AG
Type 1: dealing in securities
28 Sep 2018 - 13 Feb 2019
No
AH7168
UBS AG
Type 4: advising on securities
28 Sep 2018 - 13 Feb 2019
No
AH7168
UBS AG
Type 1: dealing in securities
23 Feb 2018 - 22 Aug 2018
No
AH7168
UBS AG
Type 4: advising on securities
23 Feb 2018 - 22 Aug 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.