Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, YIN MAN
Chinese Name of Relevant Individual
劉燕雯
HKMA Registration Number
AH7173
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2022 - 31 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2018 - 13 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Feb 2018 - 13 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2018 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, YIN MAN
:
Chinese Name of Relevant Individual
劉燕雯
:
HKMA Registration Number
AH7173
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7173
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Sep 2022 - 31 Mar 2024
No
AH7173
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Feb 2018 - 13 Feb 2022
No
AH7173
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Feb 2018 - 13 Feb 2022
No
AH7173
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Feb 2018 - 27 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.