Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHU, HOI YAN
Chinese Name of Relevant Individual

朱凱忻
HKMA Registration Number
AH7230
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHU, HOI YAN
:
Chinese Name of Relevant Individual
朱凱忻
:
HKMA Registration Number
AH7230
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
05 Jan 2023
No
LENDING ADVISOR
CITIBANK, N.A.
Type 4: advising on securities
05 Jan 2023
No
LENDING ADVISOR
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Jan 2023
No
LENDING ADVISOR
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jan 2023
No
LENDING ADVISOR