Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YAN YEE
Chinese Name of Relevant Individual
吳昕誼
HKMA Registration Number
AH7261
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2021 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2021 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2021 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2021 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2018 - 02 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2018 - 02 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2018 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2018 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YAN YEE
:
Chinese Name of Relevant Individual
吳昕誼
:
HKMA Registration Number
AH7261
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7261
CITIBANK, N.A.
Type 1: dealing in securities
16 Oct 2021 - 15 May 2025
No
AH7261
CITIBANK, N.A.
Type 4: advising on securities
16 Oct 2021 - 15 May 2025
No
AH7261
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Oct 2021 - 15 May 2025
No
AH7261
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
16 Oct 2021 - 15 May 2025
No
AH7261
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
03 Oct 2018 - 02 Oct 2021
No
AH7261
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
03 Oct 2018 - 02 Oct 2021
No
AH7261
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Mar 2018 - 25 Jul 2018
No
AH7261
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Mar 2018 - 25 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.