Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KANDEL, SIMON ARNO
Chinese Name of Relevant Individual
HKMA Registration Number
AH7276
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2026 - 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2018 - 24 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2018 - 07 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2018 - 27 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2018 - 08 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KANDEL, SIMON ARNO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH7276
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7276
TORONTO-DOMINION BANK
Type 1: dealing in securities
23 Apr 2026 - 24 Apr 2026
No
AH7276
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
28 Nov 2018 - 30 Nov 2018
No
AH7276
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
22 Oct 2018 - 24 Oct 2018
No
AH7276
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
05 Sep 2018 - 07 Sep 2018
No
AH7276
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
26 Apr 2018 - 27 Apr 2018
No
AH7276
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
05 Mar 2018 - 08 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.