Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LOO, JONATHAN CHUN YEUNG
Chinese Name of Relevant Individual

羅俊揚
HKMA Registration Number
AH7357
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
MANDATE SPECIALIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
MANDATE SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LOO, JONATHAN CHUN YEUNG
:
Chinese Name of Relevant Individual
羅俊揚
:
HKMA Registration Number
AH7357
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
29 Jan 2022
No
MANDATE SPECIALIST
UBS AG
Type 4: advising on securities
29 Jan 2022
No
MANDATE SPECIALIST