Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, KA HEI
Chinese Name of Relevant Individual
連家希
HKMA Registration Number
AH7358
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
12 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 12 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2022 - 15 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2022 - 15 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2018 - 15 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2018 - 15 Jan 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, KA HEI
:
Chinese Name of Relevant Individual
連家希
:
HKMA Registration Number
AH7358
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Mar 2026
No
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Mar 2026
No
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 1: dealing in securities
12 Mar 2026
No
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
12 Mar 2026
No
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 6: advising on corporate finance
12 Mar 2026
No
SPECIALIST, FIXED INCOME SALES, GLOBAL FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7358
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 12 Mar 2026
No
AH7358
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 12 Mar 2026
No
AH7358
DBS BANK LTD.
Type 1: dealing in securities
Since 12 Mar 2026
No
AH7358
DBS BANK LTD.
Type 4: advising on securities
Since 12 Mar 2026
No
AH7358
DBS BANK LTD.
Type 6: advising on corporate finance
Since 12 Mar 2026
No
AH7358
HSBC BANK PLC
Type 1: dealing in securities
26 Apr 2022 - 15 Jan 2025
No
AH7358
HSBC BANK PLC
Type 4: advising on securities
26 Apr 2022 - 15 Jan 2025
No
AH7358
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 Mar 2018 - 15 Jan 2025
No
AH7358
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Mar 2018 - 15 Jan 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.