Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HOU, YANKUN
Chinese Name of Relevant Individual

侯延琨
HKMA Registration Number
AH7371
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MGR INV. BANKING
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MGR INV. BANKING
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
24 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MGR INV. BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HOU, YANKUN
:
Chinese Name of Relevant Individual
侯延琨
:
HKMA Registration Number
AH7371
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
24 Sep 2024
No
SENIOR MGR INV. BANKING
UBS AG
Type 4: advising on securities
24 Sep 2024
No
SENIOR MGR INV. BANKING
UBS AG
Type 6: advising on corporate finance
24 Sep 2024
No
SENIOR MGR INV. BANKING