Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONFORTION WU, SARAH CHRISTINE
Chinese Name of Relevant Individual
HKMA Registration Number
AH7376
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2018 - 15 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Mar 2018 - 15 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONFORTION WU, SARAH CHRISTINE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH7376
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7376
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Oct 2018
No
AH7376
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Oct 2018
No
AH7376
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Mar 2018 - 15 Mar 2018
No
AH7376
BARCLAYS BANK PLC
Type 6: advising on corporate finance
13 Mar 2018 - 15 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.