Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, PUI SHAN
Chinese Name of Relevant Individual
梁佩珊
HKMA Registration Number
AH7386
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF ADVISORY SOLUTIONS
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
30 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF ADVISORY SOLUTIONS
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF ADVISORY SOLUTIONS
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
30 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF ADVISORY SOLUTIONS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2023 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2023 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2018 - 09 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2018 - 09 Jun 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, PUI SHAN
:
Chinese Name of Relevant Individual
梁佩珊
:
HKMA Registration Number
AH7386
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
30 Apr 2026
No
STAFF OF ADVISORY SOLUTIONS
LGT BANK AG
Type 2: dealing in futures contracts
30 Apr 2026
No
STAFF OF ADVISORY SOLUTIONS
LGT BANK AG
Type 4: advising on securities
30 Apr 2026
No
STAFF OF ADVISORY SOLUTIONS
LGT BANK AG
Type 5: advising on futures contracts
30 Apr 2026
No
STAFF OF ADVISORY SOLUTIONS
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7386
LGT BANK AG
Type 1: dealing in securities
Since 30 Apr 2026
No
AH7386
LGT BANK AG
Type 2: dealing in futures contracts
Since 30 Apr 2026
No
AH7386
LGT BANK AG
Type 4: advising on securities
Since 30 Apr 2026
No
AH7386
LGT BANK AG
Type 5: advising on futures contracts
Since 30 Apr 2026
No
AH7386
ROYAL BANK OF CANADA
Type 1: dealing in securities
01 Sep 2023 - 27 Feb 2026
No
AH7386
ROYAL BANK OF CANADA
Type 4: advising on securities
01 Sep 2023 - 27 Feb 2026
No
AH7386
CREDIT SUISSE AG
Type 1: dealing in securities
14 Mar 2018 - 09 Jun 2023
No
AH7386
CREDIT SUISSE AG
Type 4: advising on securities
14 Mar 2018 - 09 Jun 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
