Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, PEI CHUN
Chinese Name of Relevant Individual
賴佩君
HKMA Registration Number
AH7395
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2022 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2022 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2019 - 28 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2019 - 28 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2018 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, PEI CHUN
:
Chinese Name of Relevant Individual
賴佩君
:
HKMA Registration Number
AH7395
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7395
BANK SINOPAC
Type 1: dealing in securities
13 May 2022 - 28 Feb 2023
No
AH7395
BANK SINOPAC
Type 4: advising on securities
13 May 2022 - 28 Feb 2023
No
AH7395
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
07 Jun 2019 - 28 Sep 2020
No
AH7395
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
07 Jun 2019 - 28 Sep 2020
No
AH7395
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
15 Mar 2018 - 28 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
