Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, HON KIN
Chinese Name of Relevant Individual
馬漢堅
HKMA Registration Number
AH7408
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, INVESTMENT SOLUTIONS, PRIVATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, INVESTMENT SOLUTIONS, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2021 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2021 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2018 - 15 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2018 - 15 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, HON KIN
:
Chinese Name of Relevant Individual
馬漢堅
:
HKMA Registration Number
AH7408
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Apr 2026
No
SPECIALIST, INVESTMENT SOLUTIONS, PRIVATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Apr 2026
No
SPECIALIST, INVESTMENT SOLUTIONS, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7408
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 29 Apr 2026
No
AH7408
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 29 Apr 2026
No
AH7408
UBS AG
Type 1: dealing in securities
28 Aug 2021 - 27 Feb 2026
No
AH7408
UBS AG
Type 4: advising on securities
28 Aug 2021 - 27 Feb 2026
No
AH7408
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Mar 2018 - 15 Aug 2021
No
AH7408
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Mar 2018 - 15 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.