Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUK, WAI CHUNG
Chinese Name of Relevant Individual
卓偉聰
HKMA Registration Number
AH7409
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
15 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
15 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 15 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 15 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2018 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2018 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Mar 2018 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2018 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2018 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Mar 2018 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUK, WAI CHUNG
:
Chinese Name of Relevant Individual
卓偉聰
:
HKMA Registration Number
AH7409
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Dec 2021
No
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Dec 2021
No
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Dec 2021
No
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
15 Dec 2021
No
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
15 Dec 2021
No
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
15 Dec 2021
No
TEAM LEAD, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7409
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 15 Dec 2021
No
AH7409
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 15 Dec 2021
No
AH7409
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 15 Dec 2021
No
AH7409
DBS BANK LTD.
Type 1: dealing in securities
Since 15 Dec 2021
No
AH7409
DBS BANK LTD.
Type 4: advising on securities
Since 15 Dec 2021
No
AH7409
DBS BANK LTD.
Type 6: advising on corporate finance
Since 15 Dec 2021
No
AH7409
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Mar 2018 - 22 Apr 2019
No
AH7409
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Mar 2018 - 22 Apr 2019
No
AH7409
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
16 Mar 2018 - 22 Apr 2019
No
AH7409
DBS BANK LTD.
Type 1: dealing in securities
16 Mar 2018 - 22 Apr 2019
No
AH7409
DBS BANK LTD.
Type 4: advising on securities
16 Mar 2018 - 22 Apr 2019
No
AH7409
DBS BANK LTD.
Type 6: advising on corporate finance
16 Mar 2018 - 22 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.