Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LUK, ALVIN SI LAM
Chinese Name of Relevant Individual

陸世林
HKMA Registration Number
AH7413
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Mar 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Mar 2020
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LUK, ALVIN SI LAM
:
Chinese Name of Relevant Individual
陸世林
:
HKMA Registration Number
AH7413
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
17 Mar 2018
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
06 Mar 2020
No
CLIENT ADVISOR WM